J.W. Cole Financial, Inc. has prepared this report, with information provided by its clearing firm, National Financial Services LLC ("NFS"), Member NYSE/SIPC, pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order routing practices.

The report provides information on the routing of "non-directed orders" to various execution destinations. A "non-directed order" is any order that the customer has not specifically instructed to be routed to a particular destination for execution. For these "non-directed orders", NFS has selected the execution destination on behalf of customers of J.W. Cole Financial.

The report is divided into four sections: one for securities listed on the New York Stock Exchange, one for securities listed on the NASDAQ Stock Market, one for securities listed on the American Stock Exchange or regional exchanges, and one for exchange-listed options. For each section, this report identifies the destinations most often selected by NFS and sets forth the percentage of various types of orders routed to each destination.

Download Order Routing Information